North Dakota bill would shift securities oversight to insurance department

North Dakota bill would shift securities oversight to insurance department


Securities regulation and insurance oversight

​In the US, securities regulation is primarily managed at the state level, with each state establishing its own regulatory framework. The structure and oversight of securities regulation vary across states, with some integrating securities oversight within their insurance departments, while others maintain separate agencies.​



Source link

Similar Posts

Leave a Reply

Your email address will not be published. Required fields are marked *